FAQs
How does FIS Group define an entrepreneurial manager?
FIS Group broadly defines an entrepreneurial manager as an investment firm with less than $2 billion in assets under management and a track record of less than 5 years. However, this definition may vary depending on the client.
Does FIS Group have the ability to construct customized portfolios and benchmarks?
Yes. FIS Group has the ability to customize portfolios and benchmarks that comply with each client’s investment needs.
Does FIS Group hold equity stakes in any of the entrepreneurial managers in its clients’ portfolio’s?
No. This prevents conflicts of interest in the manager selection and/or termination process.
How long is FIS Group’s manager research process?
Once a manager passes the initial screening, our research process usually takes a minimum of six months of due diligence before our research team considers presenting a prospective manager to our Investment Committee.
Is an entrepreneurial manager required to have a minimum track record for inclusion in FIS Group’s manager of entrepreneurial managers platform?
No. each manager is reviewed on a case by case basis. In some cases, FIS Group has provided first funding for an entrepreneurial manager, or for a manager’s new strategy.
Does FIS Group offer any “help” to entrepreneurial managers?
Absolutely; once it does not result in a conflict of interest. Examples are as follows:
- Analysis of manager’s back office process
- Share observations with manager
- Offer recommendations for improvements
- Analysis of performance attribution
- Help manager to understand inherent risks within their process
- Business plan development
- Advice on firm structure
- Insights on effective growth strategies
- Shared experiences
- Assistance with managers’ transition from high net worth client base to institutional client base.
During FIS Group’s rebalancing process, if a manager’s allocation is reduced, is this an indication that a manager is being considered for termination?
Not necessarily. The decision to reduce a manager’s allocation may simply be the result of rebalancing due to current/predicted market conditions and is usually a part of a larger investment objective, which is to generate alpha for each client within their unique risk tolerance bands.
Is there a cost for FIS Group research papers?
No. Once your request has been approved, FIS Group research material is provided at no charge.
Who do I contact with general questions about the firm?
For general inquiries please send an email to FIS Group’s general information account at info@fisgroup.com. This account is checked daily and responses are provided within
two business days.
